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Resources & Support

Specialized resources for your affluent clients

Some clients have more complex needs than others. Ameriprise offers wealth service resources to help you and your clients address these needs as they strive to preserve their wealth, establish their legacy and feel confident about their financial goals.

 

Our team of experts offer knowledge, insight and support to help you meet the complex financial needs of your affluent clients.

 

We have helped advisors acquire millions in new assets by providing customized consulting on the most advanced cases.

 

"We leverage our Investment Research Group for their actionable insights on today’s markets. My clients appreciate the insightful market perspectives that we give them."

Pete Goudeau III, CFP®

Financial Advisor

Houston, TX

Wealth Consulting Services

The team focuses on complex financial situations, specializing in the areas of:

  • Investment management
  • Business strategies
  • Estate planning and charitable giving
  • Tax management
  • Executive compensation
  • Retirement planning
  • Advisor book of business review


Investment management

Our strategies enable you to help clients manage:

  • Alternative investments
  • Investment Advisory Solutions including:
    • Separate accounts
    • Unified managed accounts
    • Mutual fund and ETF portfolios
    • Rep as Advisor/Rep as Portfolio Manager accounts
  • Hedging strategies
  • Pledge loans
  • Fixed income solutions
  • Model portfolios


Estate, trust and legacy planning

Thoughtful planning and oversight of your legacy wishes, including:

  • Wealth-transfer and protection
  • Trustee appointment
  • Gifting strategies
  • Estate equalization
  • Liquidity planning
  • Private foundation formation
  • Tax strategies
  • Charitable giving


Executive compensation

Guidance on navigating complex compensation arrangements such as:

  • Stock options and grants
  • Bonus structures
  • Concentrated stock positions
  • Deferred compensation
  • Tax strategies


Business owner services

Support for your business, including succession planning and evaluation of:

  • Entity formation and structure
  • Cash flow
  • Debt management
  • Employee benefits
  • Retirement plan sponsorship
  • Succession planning and exit strategy

Kiplinger readers were invited to take the 2023 Readers' Choice Awards survey on Kiplinger.com from Feb. 28-March 31, 2023. Kiplinger received more than 2,600 total completed surveys — 725 of which answered the questions pertaining to the Wealth Management category. Respondents selected the wealth management company they used most frequently, and then rated that provider on a ten-point scale in four criteria: likelihood to recommend to others, overall satisfaction, trustworthiness of the firm's advisors and quality of financial advice. Kiplinger determined the overall winner in each category by identifying the provider with the highest total score of all criteria. For more information, visit https://www.kiplinger.com/personal-finance/kiplinger-readers-choice-awards. Ameriprise did not pay a fee to be evaluated for this list but did pay a fee to cite the results. Award is not indicative of future performance or representative of any one client’s experience. From Kiplinger's Personal Finance. ©2023 The Kiplinger Washington Editors. All rights reserved. Used under license.  

 

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Investment Research Group

Experienced investment research and due diligence professionals provide unbiased, objective and timely insights on current market and economic trends — globally and domestically. These insights can help clients meet their investment goals across asset classes:

  • Market and economic research
  • Fund manager selection
  • Equity and fixed income research
  • Third parties that cover thousands of securities


Wealth Management Solutions

Deep product knowledge in capital markets including:

  • Equities
  • Bonds
  • Mutual Funds
  • Structured Products

Alternative investments such as:

  • Hedge fund offerings
  • Managed futures funds
  • Private equity offerings


Financial Planning Advanced Advice Consultants

Specialized insights and advanced case analyses on:

  • Complex estate, legacy and multigenerational planning and gifting
  • Executive benefits and compensation
  • Small business owner planning
  • Charitable and income
  • Tax strategies

Available to coordinate with:

  • Legal professionals
  • CPAs
  • Other external resources


Personal Trust Services

Services for your estate and legacy planning needs, including:

  • Estate and legacy planning strategies
  • Trust management
  • Professional trustee services
  • Trust administrative services


Wealth Consulting Services

Tailored financial planning and investment strategies for high-net-worth clients and prospects:

  • Investment management
  • Business strategies
  • Estate planning and charitable giving
  • Tax management
  • Executive compensation
  • Retirement planning


Banking and Cash Solutions

Strategies to help ensure your cash needs are met with solutions that can preserve your principal and provide competitive returns.

Other features include:

  • Enhanced security features
  • Contactless payments
  • Worldwide acceptance and more


Advanced Insurance Strategies

The Advanced Insurance Strategies team helps select the most advantageous insurance solutions for your unique situation.

They consult on complex insurance cases by providing strategies for:

  • Estate planning
  • Business insurance planning
  • Charitable giving plans

 

Kiplinger readers were invited to take the 2023 Readers' Choice Awards survey on Kiplinger.com from Feb. 28-March 31, 2023. Kiplinger received more than 2,600 total completed surveys — 725 of which answered the questions pertaining to the Wealth Management category. Respondents selected the wealth management company they used most frequently, and then rated that provider on a ten-point scale in four criteria: likelihood to recommend to others, overall satisfaction, trustworthiness of the firm's advisors and quality of financial advice. Kiplinger determined the overall winner in each category by identifying the provider with the highest total score of all criteria. For more information, visit https://www.kiplinger.com/personal-finance/kiplinger-readers-choice-awards. Ameriprise did not pay a fee to be evaluated for this list but did pay a fee to cite the results. Award is not indicative of future performance or representative of any one client’s experience. From Kiplinger's Personal Finance. ©2023 The Kiplinger Washington Editors. All rights reserved. Used under license.  

 

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.